Wai Yu Au
區慧如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Au (區慧如), a licensed former licensee with CE reference AXG603. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-07 | 2023-11-13 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2011-07-04 |