Liang (SFC:AXG096) Xiao
肖亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang (SFC:AXG096) Xiao (肖亮), a licensed former licensee with CE reference AXG096. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2019-08-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-03 | 2019-08-11 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-03 | 2013-07-05 |