Dinghai Zhang

張鼎海
CE No. AXF099 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dinghai Zhang (張鼎海), a licensed former licensee with CE reference AXF099. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 5 — Advising on futures contracts 2015-02-16 2016-02-22
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2011-09-28 2016-02-22
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 4 — Advising on securities 2011-09-28 2016-02-22
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 9 — Asset management 2011-09-28 2016-02-22
Jupiter Asset Management (Asia Pacific) Limited
木星資產管理(亞太)有限公司
Rep Type 1 — Dealing in securities 2011-05-18 2011-08-28
Jupiter Asset Management (Asia Pacific) Limited
木星資產管理(亞太)有限公司
Rep Type 4 — Advising on securities 2011-05-18 2011-08-28

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