Douglas Johman Sanders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Johman Sanders ( ), a licensed former licensee with CE reference AXE834. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-04-26 | 2014-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-04-26 | 2013-10-30 |