David Laurent Lesne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Laurent Lesne ( ), a licensed former licensee with CE reference AXE221. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-14 | 2019-01-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-12 | 2017-09-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-09-05 | 2016-09-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-04-27 | 2016-04-11 |