Vivian Wing Sum Kwok
郭穎琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wing Sum Kwok (郭穎琛), a licensed former licensee with CE reference AXD862. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2012-01-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-19 | 2012-01-30 |