Josephine Wai Man Chau
周慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Wai Man Chau (周慧文), a licensed former licensee with CE reference AXD293. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2023-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-10 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-04-12 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-12 | 2013-09-07 |