Sin Heng Lau
劉善行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Heng Lau (劉善行), a licensed former licensee with CE reference AXD144. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-22 | 2014-08-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-12 | 2014-08-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-12 | 2014-08-30 |