Xiaozhen Liu
劉小榛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhen Liu (劉小榛), a licensed former licensee with CE reference AXC638. This person has 4.8 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-04-13 | 2016-01-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-13 | 2016-01-21 |