Diago Rodrigues
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diago Rodrigues ( ), a licensed former licensee with CE reference AXC529. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IIFL Private Wealth Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2012-04-13 | 2014-12-12 |
| IIFL Private Wealth Hong Kong Limited |
RO | Type 4 - Advising on securities | 2012-04-13 | 2014-12-12 |