Ka Wai (SFC:AXC515) Lee
李嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AXC515) Lee (李嘉偉), a licensed former licensee with CE reference AXC515. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-28 | 2014-09-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-07 | 2014-01-18 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2013-09-20 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-04-18 | 2013-09-20 |