Chen (SFC:AXC439) Wang
王晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AXC439) Wang (王晨), a licensed Responsible Officer with CE reference AXC439. Currently licensed at 1 firm(s): Linkriver Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linkriver Capital Management Limited 鈞河資本管理有限公司 |
RO | Type 9 — Asset management | 2018-05-18 | present |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-16 | 2017-05-31 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-02-28 | 2017-05-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2013-11-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-04 | 2013-11-14 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-04 | 2011-12-30 |