Hong (SFC:AXB383) Chen
陳宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong (SFC:AXB383) Chen (陳宏), a licensed former licensee with CE reference AXB383. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-10 | 2024-11-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-10 | 2024-11-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2024-05-10 | 2024-11-10 |