Ka Shun Lo
盧嘉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Lo (盧嘉信), a licensed former licensee with CE reference AXA210. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2020-04-30 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-28 | 2020-04-30 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-28 | 2020-04-30 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-28 | 2020-04-30 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2018-05-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-12 | 2018-05-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2016-08-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-21 | 2016-08-31 |