Chi Shing (SFC:AXA202) Ng
吳志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing (SFC:AXA202) Ng (吳志成), a licensed former licensee with CE reference AXA202. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2020-04-27 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-20 | 2020-04-27 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-10 | 2015-03-18 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2015-03-18 |