Anish Tawakley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anish Tawakley ( ), a licensed former licensee with CE reference AXA036. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-10 | 2016-01-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-22 | 2011-10-25 |