Russell James McFarland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell James McFarland ( ), a licensed former licensee with CE reference AWZ977. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-29 | 2024-02-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-17 | 2011-06-17 |