James Jerome Quinn Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Jerome Quinn Jr, a licensed former licensee with CE reference AWZ640. This person has 6.9 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Cloud Limited 雲明有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-27 | 2021-06-04 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-04-27 | 2021-06-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-13 | 2017-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-13 | 2017-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-24 | 2014-03-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-24 | 2014-03-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2011-06-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-16 | 2011-06-16 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as James Jerome Quinn Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiu Man Ng | Peak Cloud Limited | 2020–2021 |
| Jeremy Wong | Peak Cloud Limited | 2020–2021 |