Bernard Steven Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Steven Davis, a licensed former licensee with CE reference AWZ387. This person has 7.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2019-01-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-22 | 2019-01-15 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2011-03-17 | 2011-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernard Steven Davis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.