Bernard Steven Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Steven Davis ( ), a licensed former licensee with CE reference AWZ387. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-01-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2019-01-15 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2011-03-17 | 2011-11-12 |