Matthew Bruce Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Bruce Smith, a licensed former licensee with CE reference AWY821. This person has 5.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-03-16 | 2016-05-20 |