Daniel Sebastian Katz

CE No. AWY605 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Sebastian Katz (), a licensed former licensee with CE reference AWY605. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-10-27 2016-11-02
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2016-10-27 2016-11-02
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2016-10-27 2016-11-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2011-03-16 2011-06-21
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-03-16 2011-06-21

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