Daniel Sebastian Katz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Sebastian Katz ( ), a licensed former licensee with CE reference AWY605. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-10-27 | 2016-11-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-10-27 | 2016-11-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-27 | 2016-11-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2011-06-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-16 | 2011-06-21 |