Ning (SFC:AWY300) Ding
丁宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AWY300) Ding (丁宁), a licensed former licensee with CE reference AWY300. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2020-01-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-09-29 | 2016-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-16 | 2016-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-08 | 2016-03-31 |