Shuying Xie
解書影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuying Xie (解書影), a licensed former licensee with CE reference AWX899. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parametrica Management Limited |
Rep | Type 9 — Asset management | 2016-06-15 | 2018-06-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-07 | 2015-12-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-07 | 2015-12-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-03-07 | 2015-12-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-03-07 | 2015-12-16 |