Pei-Yun Liu
劉珮昀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei-Yun Liu (劉珮昀), a licensed former licensee with CE reference AWX356. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-07 | 2012-11-03 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2012-11-03 |