Yun Chen
陳芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Chen (陳芸), a licensed former licensee with CE reference AWX072. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-03 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-03 | 2012-08-22 |