Chi Man (SFC:AWW258) Lau
劉子敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man (SFC:AWW258) Lau (劉子敏), a licensed former licensee with CE reference AWW258. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2011-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-21 | 2011-09-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-25 | 2011-03-01 |