Zhengyu (SFC:AWT993) Chen
陳征宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengyu (SFC:AWT993) Chen (陳征宇), a licensed former licensee with CE reference AWT993. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-02-04 | 2015-03-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2014-01-24 |