Wai Fung (SFC:AWT462) Chan
陳偉鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fung (SFC:AWT462) Chan (陳偉鋒), a licensed former licensee with CE reference AWT462. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | 2025-04-22 |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 4 — Advising on securities | 2020-04-02 | 2025-04-22 |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 9 — Asset management | 2020-04-02 | 2025-04-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-29 | 2017-08-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-29 | 2017-08-11 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2015-07-18 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2014-09-16 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-26 | 2014-09-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-09 | 2012-06-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-01 | 2012-06-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-01 | 2012-06-18 |