Lu (SFC:AWT304) Jin
金路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:AWT304) Jin (金路), a licensed former licensee with CE reference AWT304. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redient Capital HK Limited | RO | Type 4 — Advising on securities | 2025-03-20 | 2025-11-11 |
| Redient Capital HK Limited | RO | Type 9 — Asset management | 2025-03-20 | 2025-11-11 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-27 | 2024-05-07 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-27 | 2024-05-07 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2017-11-27 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-19 | 2017-11-27 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2015-03-06 | 2017-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-04 | 2015-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-04 | 2015-02-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2011-03-04 | 2015-02-18 |