Jie (SFC:AWT241) Yuan
袁杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:AWT241) Yuan (袁杰), CE reference AWT241. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2016-07-20 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-01 | 2016-07-08 |