Gautam Subramani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautam Subramani ( ), a licensed former licensee with CE reference AWT109. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-02-02 | 2012-10-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-02-02 | 2012-10-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-02-02 | 2012-10-04 |