Jonathan Neal Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Neal Roberts ( ), a licensed former licensee with CE reference AWS981. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-19 | 2015-10-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-02-02 | 2014-03-11 |