Xiaolei Tang
湯小雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolei Tang (湯小雷), a licensed former licensee with CE reference AWS220. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-22 | 2018-03-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-21 | 2016-03-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2016-03-21 |