Yue (SFC:AWS030) Yu
于悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AWS030) Yu (于悅), a licensed former licensee with CE reference AWS030. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-03 | 2015-09-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-03 | 2015-09-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-21 | 2014-03-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-21 | 2014-03-01 |