Frank Henze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Henze, a licensed former licensee with CE reference AWQ625. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Singapore Limited | RO | Type 6 - Advising on corporate finance | 2012-12-05 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-04-10 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-17 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-17 | 2014-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Henze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.