Siu Lam Lo

羅兆林
CE No. AWQ268 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Lo (羅兆林), a licensed former licensee with CE reference AWQ268. This person has 2.3 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 1 - Dealing in securities 2011-01-17 2013-05-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lam Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Keung Yim Prudential Brokerage Limited 2011–2013
Chi Wai Yiu Prudential Brokerage Limited 2011–2013
Horace Hoi Hung Wong Prudential Brokerage Limited 2011–2013
Peter Chun Shing Chan Prudential Brokerage Limited 2011–2013
Bernice Siu Chui Chan Prudential Brokerage Limited 2011–2013
Wai Hing Cheuk Prudential Brokerage Limited 2011–2013
Shuk Ping Ching Prudential Brokerage Limited 2011–2013
Ka Hei Hui Prudential Brokerage Limited 2011–2013
Soshila Keswani Prudential Brokerage Limited 2011–2013
Ho Wah Lam Prudential Brokerage Limited 2011–2013
Ka Lai Lam Prudential Brokerage Limited 2011–2013
Kong Wah Lam Prudential Brokerage Limited 2011–2013
Hon Yiu Lau Prudential Brokerage Limited 2011–2013
Kwok Ming Lau Prudential Brokerage Limited 2011–2013
Wing Kai Lee Prudential Brokerage Limited 2011–2013
Man Chong Li Prudential Brokerage Limited 2011–2013
Siu Kwai Li Prudential Brokerage Limited 2011–2013
Tin Nang Lui Prudential Brokerage Limited 2011–2013
Chi Keung Ng Prudential Brokerage Limited 2011–2013
Chiu Yuk Ng Prudential Brokerage Limited 2011–2013
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