Penelope Bun Ngai Ng
吳斌毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Penelope Bun Ngai Ng (吳斌毅), a licensed former licensee with CE reference AWP287. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-10 | 2015-03-12 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-11 | 2013-11-30 |