Juan (SFC:AWP286) Xu
許娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan (SFC:AWP286) Xu (許娟), a licensed former licensee with CE reference AWP286. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited |
RO | Type 1 - Dealing in securities | 2021-05-05 | 2023-05-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | 2019-11-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | 2019-11-02 |