Ross Maxwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Maxwell ( ), a licensed former licensee with CE reference AWP247. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2011-01-05 | 2013-12-20 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 - Dealing in futures contracts | 2011-01-05 | 2013-12-20 |