Shaun Reginald Treacy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Reginald Treacy ( ), a licensed former licensee with CE reference AWO648. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-01-10 | 2014-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2012-12-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-10 | 2012-12-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-10 | 2012-12-21 |