Peter John Wells
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Wells, a licensed former licensee with CE reference AWO080. This person has 3.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-15 | 2012-08-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-15 | 2012-08-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-15 | 2012-08-09 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-01-04 | 2011-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter John Wells during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.