Peter John Wells
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Wells ( ), a licensed former licensee with CE reference AWO080. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-08-09 | 2015-03-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2012-08-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-15 | 2012-08-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-15 | 2012-08-09 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-04 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-01-04 | 2011-11-11 |