Yan (SFC:AWM002) Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AWM002) Wang (王妍), a licensed former licensee with CE reference AWM002. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-20 | 2014-06-19 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-20 | 2014-06-19 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 9 — Asset management | 2013-08-20 | 2014-06-19 |
| SMART Asset Management Limited |
Rep | Type 4 — Advising on securities | 2013-01-10 | 2013-08-08 |
| SMART Asset Management Limited |
Rep | Type 9 — Asset management | 2013-01-10 | 2013-08-08 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2012-04-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-15 | 2011-03-07 |