Yu (SFC:AWL739) Zhao
趙宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AWL739) Zhao (趙宇), a licensed former licensee with CE reference AWL739. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-15 | 2014-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-15 | 2011-06-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-15 | 2011-06-13 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-12-15 | 2011-06-13 |