Xie He
何諧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xie He (何諧), a licensed former licensee with CE reference AWL630. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-07-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-14 | 2011-05-27 |