Jonathan Wai Kit Tam
譚瑋杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Wai Kit Tam (譚瑋杰), a licensed former licensee with CE reference AWL263. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2012-09-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-21 | 2012-09-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-21 | 2012-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-12-08 | 2011-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-12-08 | 2011-02-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-12-08 | 2011-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-12-08 | 2011-02-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-12-08 | 2011-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-12-08 | 2011-02-15 |