Ka Ho Chan
陳家浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Chan (陳家浩), a licensed former licensee with CE reference AWL141. This person has 9.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2020-06-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-06 | 2018-11-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-14 | 2018-11-18 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2015-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.