Xiaoxuan Guo
郭筱璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Guo (郭筱璇), a licensed former licensee with CE reference AWK906. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-18 | 2016-09-23 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-24 | 2015-06-05 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-20 | 2014-02-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-12 | 2012-10-23 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-12 | 2012-10-23 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-06 | 2011-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxuan Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.