King Sum Kelvin Chan
陳敬琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Sum Kelvin Chan (陳敬琛), a licensed former licensee with CE reference AWK776. This person has 5.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-08 | 2016-09-03 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-18 | 2016-09-03 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-06 | 2016-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Sum Kelvin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.