King Sum Kelvin Chan
陳敬琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Sum Kelvin Chan (陳敬琛), a licensed former licensee with CE reference AWK776. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-08 | 2016-09-03 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-18 | 2016-09-03 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-06 | 2016-09-03 |