Shu Wai Ip
葉書瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wai Ip (葉書瑋), a licensed former licensee with CE reference AWK729. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2012-12-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-29 | 2012-12-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-29 | 2012-12-01 |