Glenn David Morgan

CE No. AWK540 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glenn David Morgan (), a licensed former licensee with CE reference AWK540. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2019-02-21 2019-02-26
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2018-08-03 2018-08-07
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2018-05-16 2018-05-18
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2018-01-26 2018-02-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-16 2017-10-20
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-10-16 2015-10-20
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-06-15 2015-06-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-03-11 2015-03-13
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2012-11-06 2012-11-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2011-09-16 2011-09-20
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2011-03-15 2011-03-18
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2010-12-07 2010-12-10

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